Occupational health seeks to promote and maintain the health and well-being of employees, with the goal being to ensure a positive relationship between an employee's work and health. There are many benefits to occupational health; managing the health and well-being of people at work and having access to specialist occupational health practitioners is key to unlocking these benefits.

The factsheet outlines the benefits of occupational health services and looks at the professional groups providing specialist services, from doctors and nurses to physiotherapists and psychologists. Confidentiality and consent are central to the relationship between occupational health professionals and employees, and it's essential that employers uphold the legal and ethical guidelines surrounding the confidentiality of employee health. The factsheet concludes with a look at pre-employment health queries and what is legally permissible.

CIPD believes that HR specialists play a critical role in convincing organisations of the competitive benefits to be gained from proactive strategies. Effective management of the health and wellbeing of people at work contributes to performance improvement and increases competitive advantage, reduces unacceptable losses associated with ill health and injuries, lowers absenteeism, improves morale and reduces litigation costs. It also helps individuals with long-term health conditions and disabilities to fulfil their potential at work – and assists employers in meeting their legal duties under equalities legislation.

We recommend the implementation of practical OH policies, tailored to circumstances. Top management must demonstrate commitment and provide leadership in formulating strategy, developing policies and monitoring performance. It must ensure the necessary resources are available to implement policies. Health policies do not apply to large organisations alone; small and medium-sized enterprises need to tailor their response based on culture and resources.

Occupational health (OH) is about how work affects a person’s health and how someone’s health affects their work. But it’s not just about preventing work-related illness and making sure someone is fit to work; being in ‘good’, stable work is beneficial to health and well-being, and for those on long-term sick leave, getting back to work is a very important part of the recovery process.

Forward-thinking organisations recognise that managing their people is just as important as controlling financial and capital resources. Developing a healthy workplace culture and adopting a systematic approach to OH will contribute to an organisation’s success. OH services can support employers in achieving these aims and help ensure compliance with the law.

For more on issues related to OH, see our factsheets on absence measurement and management, well-being, health and safety at work, mental health and stress.

OH encompasses a range of professions from different disciplines. The two most visible are OH doctors and nurses, who should have specialist qualifications in either occupational medicine or OH nursing. Others include OH physiotherapists, occupational psychologists, occupational hygienists, ergonomists and OH technicians.

Only large organisations are likely to employ their own in-house OH professionals. Some, particularly those working in hazardous or safety-critical areas, may have a team comprising full-time OH nurses, physicians, technicians and administrative staff. Others may employ one or more full-time OH nurses, who might be supported by a part-time occupational physician carrying out medicals and other assessments. Many organisations, including some large employers in both the public and private sectors, outsource their entire OH function to one of the many commercial OH providers. Others will engage the services of a provider as and when needed.

Commercial OH providers range from individual sole practitioners, who often provide services to smaller firms, to large sophisticated companies delivering multidisciplinary support according to the client’s needs. The decision of whether to employ an in-house service or outsource to a commercial provider will depend on many factors, not least the size of the business, nature of the work and the location and distribution of the workforce. But to ensure high-quality OH provision that meets appropriate professional standards employers can look for services accredited with the SEQOHS scheme1. Both in-house and commercial services can be accredited.

The range of OH services will depend on the nature of the employer’s business, but can include:

  • assessing employees on long-term sick leave, advising on the likely timescale of the absence and promoting an effective return to work
  • using a ‘biopsychosocial’ approach to recovery from sickness which involves assessing not just the medical or biological reasons that someone is sick, but also the psychological, social and work issues that can act as barriers or facilitators to returning to work
  • assessing fitness to work regarding ill-health capability dismissal or ill-health retirement
  • helping employers fulfil their duties under the Equality Act 2010 (including disability, pregnancy and age discrimination)
  • advising on temporary or permanent changes to the work or workplace (‘reasonable adjustments’) to enable someone with a physical or mental health condition or disability to work effectively and safely
  • undertaking and interpreting pre-employment or pre-placement health assessments (see below)
  • carrying out specific assessments to determine fitness for work in safety-critical environments – such as transport, food safety and clinical healthcare
  • advising on ergonomic issues and workplace design
  • introducing programmes to support the wider health and wellbeing of the workforce
  • providing confidential health advice and counselling to employees
  • advising employers on preventing or minimising exposure of workers to hazardous agents – such as noxious chemicals or excessive noise
  • undertaking ‘stress audits’ and advising employers on measures to control risks to mental health, such as excessive pressure at work, bullying and harassment
  • assessing where a person’s work has affected their health and what action should be taken both to support the individual and prevent recurrence in other workers
  • performing statutory health surveillance where this is required by law, such as when workers may be exposed to hazardous substances, noise or vibration.
  • helping compliance with other health and safety regulations, including duties to report occupational injuries and diseases under RIDDOR2.

OH professionals may also advise employers on difficult issues such as alcohol and drug misuse by employees. They may be able to signpost individuals for external support in dealing with addiction, and offer confidential advice. However, it is generally considered good practice that a third-party organisation is contracted if the employer introduces drug and alcohol testing3 – if the OH service were to carry out such a ‘policing’ role this could compromise the ongoing trust and confidence that it needs to develop with the workforce. The OH service will, however, be able to advise on the legitimacy and practicalities of drug or alcohol testing, the development of policy and on contacting respected third-party testing firms.

Generally speaking, OH doctors and nurses do not ‘treat’ patients – an exception being immunisation of healthcare workers – and do not duplicate the work of general practitioners (GPs). That said, there might be occasions where the OH doctor or nurse needs to liaise with an employee’s GP on issues relating to fitness for work. An employee will always need to consent to their GP providing information to OH3 (see below).

Treatments recommended by an OH service to help absent employees return to work are free from income tax or national insurance up to an annual cap of £500 per employee. 

Within an organisation, OH professionals will liaise with HR and health and safety managers. It's also important that line managers feel able to approach OH to discuss concerns and issues; however, discussions about an individual employee’s health should be restricted to issues relevant to their fitness to work. Managers should be aware that any conversations they have with OH might be noted in the OH records. It is inappropriate for managers to have ‘off the record’ discussions about an employee’s health and it is certainly not the role of OH to find a spurious health reason for a dismissal when the issue should be dealt with by management. Any formal referrals by a manager of an employee to OH should be made with the individual’s informed consent, and both the individual and OH professional should be made fully aware of the reason for the referral.

There are both legal and ethical issues on maintaining the confidentiality of employee health information and it must be understood that as registered healthcare professionals OH physicians and nurses are required by their regulatory bodies to preserve medical confidentiality and only reveal health information to third parties with the individual’s informed consent. The exception to this is ‘disclosure in the public interest’3 – where the individual has refused consent to disclose information and there is a genuine risk to the safety of others. Examples might include where the health professional suspects child abuse or where an individual ignores explicit medical advice that they are unfit to drive.

Employee health records must be kept separate from personnel records and should only be accessed by qualified health professionals3,4. (OH clerical staff should sign confidentiality agreements in the same way as administrative staff at a GP surgery). It is inappropriate for HR, health and safety and line managers to have access to employee health records, and information about an employee’s health should only be disclosed to them with the individual’s express and informed consent4. It may often be in the best interests of the individual for some information to be disclosed, for example to be able to make a ‘reasonable adjustment’ to help overcome the occupational effects of a disability, but again this must be with their consent. Where consent is denied to disclose something that may, for example, affect the employee’s safe operation of machinery, the OH professional may simply have to tell the employer that the employee is unfit for work3.

An employer or manager will sometimes request OH to carry out an assessment of an employee’s fitness for work and produce a report. An employee must consent to the assessment and also to the sending of the report3,5. However, if the employee refuses consent for the report to be sent, then the employer or manager is entitled to make a management decision without it, which could of course be to the detriment of the individual.

Anyone undergoing an OH assessment should be clear about its purpose and what will be reported, for example to the employer or pension scheme. There should be ‘no surprises’. As the Faculty of Occupational Medicine states: ‘The most transparent method of avoiding surprises is to explain the content of the report during a consultation and to offer to show the worker a copy before sending it to the recipient’3.

There are occasions where OH or HR requires a medical report from an employee’s GP or treating physician (such as a consultant psychiatrist or orthopaedic surgeon). The OH or HR professional should only request relevant information (not the whole GP/medical record) and again the employee must consent to the report being written and sent. The Access to Medical Reports Act 1988 (AMR) applies to such reports and has specific rules about consent. The AMR applies where the doctor is responsible for the ‘clinical care’ of the worker, so does not normally apply to reports written by OH. However, OH reports are covered by similar duties of confidentiality and consent under professional codes of practice, common law and the Data Protection Act 1998 (DPA), with guidance published by the Information Commissioner4,6.

Protecting personal information is covered in our data protection factsheet.

Pre-employment health enquiries

The employer may wish to make enquiries about the health and fitness for work of a job applicant using a pre-employment or pre-placement health questionnaire. Once again, the employer and an OH service carrying out the assessment must ensure compliance with medical confidentiality, the DPA and, importantly, the Equality Act 2010.

Under the Equality Act, questions concerning the health of job applicants should not be asked until a job offer is made7,8 which could be contingent on successful health clearance. The reason for this is that before the legislation came into force an employer could ask any number of questions which might reveal an applicant’s health condition or disability and could (consciously or unconsciously) make a decision not to shortlist the individual based on stereotypical assumptions before the individual had been given the opportunity to demonstrate their capability to do the job9. It is appropriate, however, to ask applicants if they need reasonable adjustments to the job-application process or interview7 (for example because they have a hearing or mobility impairment).

The health assessment should be fit for purpose and only ask for information relevant to the job. For example, for low-risk clerical jobs a simple health declaration may be appropriate. A more extensive health questionnaire (or even medical examination) should in general only be needed where there are specific health requirements, such as safety-critical work, healthcare and food preparation.

Health questionnaires should be designed and interpreted by OH professionals6. Non-healthcare managers (including health and safety practitioners) should not be involved in the interpretation, or even the initial screening of pre-employment health assessments. Many commercial OH providers will be qualified to undertake such assessments if there is no in-house resource, and the work can readily be outsourced to them.

  1. SEQOHS – Safe, Effective, Quality Occupational Health Service.
  2. HEALTH AND SAFETY EXECUTIVE. Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013 (RIDDOR).
  3. LITCHFIELD, P. and BRECKER, N. (2012) Ethics guidance for occupational health practice. London: Faculty of Occupational Medicine.
  4. INFORMATION COMMISSIONER (2011) The employment practices code. Part 4: information about workers’ health. London: Information Commissioner’s Office, 2011.
  5. GENERAL MEDICAL COUNCIL (2013) Good medical practice: explanatory guidance. London: The Council.
  6. INFORMATION COMMISSIONER (2011) The employment practices code. Supplementary guidance. Part 4: information about workers’ health. London: Information Commissioner’s Office, 2005. (Especially para 4.1.5).
  7. EQUALITY AND HUMAN RIGHTS COMMISSION (2011) Employment: statutory code of practice. Manchester: The Commission. 
  8. EQUALITY AND HUMAN RIGHTS COMMISSION (2013) Pre-employment health questions: guidance for employers on Section 60 of the Equality Act 2010. Manchester: The Commission. Links to
  9. KLOSS, D. and BALLARD, J. (eds) (2012) Discrimination law and occupational health practice. London: The At Work Partnership.

Contacts

UK Government - Fit for Work Service

Association of Occupational Health Nurse Practitioners (UK)

Commercial Occupational Health Providers Association

Council for Work and Health

NHS Health and Work Network

Royal College of Surgeons (advice on returning to work after surgery)

Society of Occupational Medicine

Books and reports

BEVAN, S. (2010) The business case for employees health and wellbeing. London: The Work Foundation.

BLACK C. (2008) Working for a healthier tomorrow. London: Department for Work and Pensions.

LEWIS, R., DONALDSON-FEILDER, E. and JONES, B. (2014) Developing managers to manage sustainable employee engagement, health and well-being. London: CIPD.

Visit the CIPD Store to see all our priced publications currently in print.

Journal articles

GILBEY, A. (2014) The business case for OH. Part 1: making the business case for occupational health. Occupational Health [at Work]. Vol 11, No 2. pp14-16.

GILBEY, A. (2014) The business case for OH. Part 2: long live the ROI – making the data work for you. Occupational Health [at Work]. Vol 11, No 3. pp22-26.

CIPD members can use our online journals to find articles from over 300 journal titles relevant to HR.

Members and People Management subscribers can see articles on the People Management website.

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